Nasdaq
Nasdaq is a leading provider of risk management, supervision, and trade surveillance solutions, serving over 47 marketplaces, 13 regulators and 113 market participants across 65 markets globally.
Through its innovative suite of risk, supervision, and surveillance offerings, Nasdaq supports its customers to meet current and future regulatory demands, to continuously adjust the monitoring and control systems to the rapidly changing trading environment, and to help protect firms against reputational risks.
To learn more about Nasdaq’s multi-asset solutions for Trade Surveillance, Trade Supervision, and Risk Management, visit: business.nasdaq.com/tech
All content by Nasdaq
Dodd-Frank Position Limits: The Devil is in the Details
Commodity markets can be volatile, so end users routinely hedge the risk that prices will move against them and potentially eliminate some or all of their profit margin.At the same time, speculators with the expertise to spot trends are often willing to take on the risks that hedgers transfer to…
Regulatory Information Brief: MiFID II - Trade Supervision: First Defence
This white paper explores what is involved in implementing new regulations and how the front office will need to adapt in response to the changes.
Regulatory Information Brief: MiFID II – Risk Requirements: Re-examining Risk
This white paper outlines several key articles from MiFID II, which financial institutions should examine in order to make sure they comply with the new risk requirements.
Regulatory Information Brief: MiFID II - Trade Surveillance: Raising the bar
This white paper discusses the main catalysts for change in recent regulation and the implications this will have for businesses.